Potomac Analytics' Logo

FINRA Awards for Edward Walton

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 41-50 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0191812/02/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): James Pihaly
Respondent Lawyers(s): James Richard Pihaly
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
11-0247411/09/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Terrence Devlin
Respondent Lawyers(s): Terrence Timothy Devlin
Arbitrator(s): Richard A. Knudsen
Hearing Site: Omaha, NE
11-0191910/28/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Mark Nickels
Respondent Lawyers(s): Mark McMurray Nickels
Arbitrator(s): Richard B. Lewis
Hearing Site: Nashville, TN
10-0418609/16/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Glenn Holbert
Respondent Lawyers(s): Glenn Edward Holbert
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
11-0094408/12/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Gary Sargent
Respondent Lawyers(s): Stuart H. Deming
Arbitrator(s): Benjamin A. Kerner
Hearing Site: Detroit, MI
11-0023306/29/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Greggory Vinson
Respondent Lawyers(s): Greggory Allen Vinson
Arbitrator(s): David B. Lacks
Hearing Site: Kansas City, MO
10-0421106/27/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Terri Evans
Respondent Lawyers(s): Terri Jo Evans
Arbitrator(s): Gary L. Grolle
Hearing Site: Milwaukee, WI
10-0055005/10/2011Claimant(s): Ameriprise Advisor Services., Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Alfred Keyser
Respondent Lawyers(s): Alfred Keyser
Arbitrator(s): John A. Gray, Stephanie Jean Malevich, Gerald B. Marcovsky
Hearing Site: Washington, DC
10-0014503/09/2011Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Homer Vining
Respondent Lawyers(s): Homer Vining
Arbitrator(s): Hugh J. Moore
Hearing Site: Atlanta, GA
10-0519903/04/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Aitken
Respondent Lawyers(s): John R. Aitken
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA

63 Results

Display: