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FINRA Awards for Henry Tiffany

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0435312/02/2013Claimant(s): Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): Matthew Brust
Respondent Lawyers(s): Jordan D. Becker
Arbitrator(s): Henry Tiffany, Keith Roberts, Michele S. Riley
Hearing Site: New York, NY
10-0181212/14/2012Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): John K. Wells
Respondent(s): Hemant Singh
Respondent Lawyers(s): Philip L. Guarino
Arbitrator(s): Henry Tiffany, Sandra Gale Behrle, Alfred H. Kingon
Hearing Site: New York, NY
10-0237211/25/2011Claimant(s): Amy Diamond
Claimant Lawyers(s): David S. Richan
Respondent(s): John Loofbourrow, John W. Loofbourrow Associates
Respondent Lawyers(s): William M. Dellicato
Arbitrator(s): Henry Tiffany, Madelon M. Rosenfeld, Robert S. Clemente
Hearing Site: New York, NY
07-0363207/28/2008Claimant(s): Robert Melle
Claimant Lawyers(s): Martin P. Unger
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): Catherine S. Ryan
Arbitrator(s): Henry Tiffany, Julian F. Santos, Gayle S. Sanders
Hearing Site: New York, NY

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