| 20-03790 | 10/19/2021 | Claimant(s): Mary LaPlante
Claimant Lawyers(s): Mary LaPlante
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Paul R. Klein
Arbitrator(s): Kenneth R. Starr, Brian Michael Kane, Niels Patrick Murphy
Hearing Site: Jacksonville, FL
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| 19-02324 | 03/23/2020 | Claimant(s): David Vigil
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Brian Michael Kane
Hearing Site: Jacksonville, FL
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| 18-03051 | 07/30/2019 | Claimant(s): Melissa Wright
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): BB&T Securities
Respondent Lawyers(s): Robert P. Howard
Arbitrator(s): Pamela Jeanne Rush, Brian Michael Kane, Terrence L. Harvey
Hearing Site: Jacksonville, FL
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| 18-00036 | 05/23/2019 | Claimant(s): Dawn Bloom
Claimant Lawyers(s): Craig Stein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carol A. Field
Arbitrator(s): Jacquelyn M. Shannon, Robert L. Jolley, Brian Michael Kane
Hearing Site: Jacksonville, FL
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