FINRA Awards for Edward F. Altman

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01142	07/14/2016	Claimant(s): Jacob Derrig Claimant Lawyers(s): James J. Moylan Respondent(s): Jackson National Life Distributors LLC Respondent Lawyers(s): William R. Schulz Arbitrator(s): Edward F. Altman, Rody P. Biggert Hearing Site: Denver, CO
11-00792	07/16/2012	Claimant(s): J.P. Morgan Securities, JPMorgan Chase Bank N.A. Claimant Lawyers(s): Jordan D. Becker Respondent(s): Morgan Stanley, Timothy Soderquist Respondent Lawyers(s): J. Scott Paul, John S. Lutz Arbitrator(s): Bruce Brown, Edward F. Altman, Richard Djokic Hearing Site: Denver, CO
10-02253	03/27/2012	Claimant(s): ICON Advisers., ICON Management & Research Corporation, Icon Distributors. Claimant Lawyers(s): Bradford J. Lam, Donald Salcito Respondent(s): Craig Callahan, Stephen Holmes, Adviser Dealer Services., Meeder Asset Management., Meeder Financial. Respondent Lawyers(s): Darren Nadel, Derek Anderson, Stephen Abrams Arbitrator(s): Bruce Brown, Edward F. Altman, Hazel E. Hanley Hearing Site: Denver, CO