FINRA Awards for Jonathan H. Larson

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03287	03/24/2016	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gary I. Blackman Respondent(s): Jason Ashcraft Respondent Lawyers(s): David H. Wollins Arbitrator(s): Jonathan H. Larson, Mary C. Davis, Jeffrey James Scott Hearing Site: Denver, CO
11-01723	01/17/2013	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Timothy N. Will Respondent(s): Charles Goodman Respondent Lawyers(s): Mark L. Ish Arbitrator(s): Jonathan H. Larson, Charles E. Riggs, J. Robert Brown Hearing Site: Albuquerque, NM
07-02336	06/13/2008	Claimant(s): Mount Yale Securities, Yale Portfolio Advisors Claimant Lawyers(s): Sven C. Collins Respondent(s): Glenda Pemble Respondent Lawyers(s): William Nelson Arbitrator(s): Jonathan H. Larson, Michael A. Ruderman, Richard Djokic Hearing Site: Denver, CO
07-02995	04/03/2008	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania Facher Respondent(s): Todd Smith Respondent Lawyers(s): Todd Smith Arbitrator(s): Jonathan H. Larson Hearing Site: Augusta, ME