Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01186 | 08/30/2021 | Claimant(s): Douglas Wall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 20-02329 | 01/14/2021 | Claimant(s): Leo Rodriguez Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 19-00342 | 08/19/2019 | Claimant(s): Lee Thomson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 18-00523 | 06/25/2019 | Claimant(s): Laurence Pierron Claimant Lawyers(s): Laurence Pierron Respondent(s): Ameriprise Financial Services., Jennifer Ibarguen Respondent Lawyers(s): Gerry A. Giurato Arbitrator(s): Patricia Beaujean Lehtola, Andrea U. Calve, Henry J. Ackels Hearing Site: Dallas, TX | ||
| 18-01254 | 04/15/2019 | Claimant(s): Lori Welborn Claimant Lawyers(s): Stuart M. Reynolds Respondent(s): BBVA Securities Inc. Respondent Lawyers(s): Lee Johnsey Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 17-03064 | 04/30/2018 | Claimant(s): Audrey Sreshta Claimant Lawyers(s): Ronald P. Wright Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 15-00347 | 03/21/2016 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian Hormozi Respondent(s): Michael Martin Respondent Lawyers(s): Michael Martin Arbitrator(s): Patricia B. Lehtola Hearing Site: Dallas, TX | ||
| 11-03318 | 12/14/2012 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey Compton Respondent(s): Gabrell Chambers Respondent Lawyers(s): Gabrell Christian Chambers Arbitrator(s): Patricia B. Lehtola Hearing Site: Dallas, TX | ||
| 10-05046 | 02/29/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Edward C. Nowak Respondent(s): Thomas Watts Respondent Lawyers(s): Charles W. Wright Arbitrator(s): Patricia B. Lehtola Hearing Site: Jackson, MS | ||
| 10-03313 | 02/16/2012 | Claimant(s): Bill Callis Claimant Lawyers(s): Marie C. Mirch Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Andrew M. DeLucia Arbitrator(s): Michael E. Rohde, Patricia B. Lehtola, Thomas Richard Delaney Hearing Site: Dallas, TX |