FINRA Awards for Joel F. Martineau

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02442	07/05/2024	Claimant(s): Michael Pinkans Claimant Lawyers(s): Michael Scott Pinkans Respondent(s): Constance Snowden Capco, Robert Falato, Northern Trust Securities. Respondent Lawyers(s): H. Nicholas Berberian Arbitrator(s): Alison Roberts Hardage, Susan S. Bentley, Joel F. Martineau Hearing Site: Tampa, FL
20-02518	02/26/2021	Claimant(s): David Bennett Claimant Lawyers(s): Elaine M. Rice Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Robert M. Zimmerman Arbitrator(s): Joel F. Martineau, Thomas J. Patka, Howard B. Scherer Hearing Site: Tampa, FL
15-00052	10/22/2015	Claimant(s): Adam Vore Claimant Lawyers(s): Todd Gutfleisch Respondent(s): Incapital LLC Respondent Lawyers(s): Amy G. Doehring Arbitrator(s): Bernard S. Carrey, Joel F. Martineau, Robert G. Geeseman Hearing Site: Boca Raton, FL
06-00479	12/17/2007	Claimant(s): Wachovia Securities Claimant Lawyers(s): David James Smith Respondent(s): Richard Rubin Respondent Lawyers(s): Michael S. Taaffe Arbitrator(s): Thomas R. Maimone, Frank Nussbaum, Joel F. Martineau Hearing Site: Boca Raton, FL