| 19-01686 | 12/03/2021 | Claimant(s): Swan Shen
Claimant Lawyers(s): Jeremy L Bartell
Respondent(s): Cuna Brokerage Services.
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Richard J. Grahn, Arthur J. Giacomarra, Mark Andrew Helman
Hearing Site: Boston, MA
| | |
| 19-01829 | 10/29/2021 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Aime Dempsey
Respondent(s): Keith Melanson
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Arthur J. Giacomarra, Gene M. Bauer, Brady James Hermann
Hearing Site: Boston, MA
| | |
| 20-02292 | 06/01/2021 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Edward M. Yennock
Respondent(s): Brendan Kammerer
Respondent Lawyers(s): Brendan Kammerer
Arbitrator(s): Arthur J. Giacomarra, James A. Wills, Janice Wilson Allegretto
Hearing Site: Boston, MA
| | |
| 20-02330 | 03/04/2021 | Claimant(s): Richard Cella
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Arthur J. Giacomarra, Sharon L. Monroe, Howard N. Gorney
Hearing Site: Boston, MA
| | |
| 19-01223 | 11/26/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Kenneth Klaiman
Respondent Lawyers(s): Kenneth Scott Klaiman
Arbitrator(s): Arthur J. Giacomarra
Hearing Site: Boston, MA
| | |
| 17-01235 | 11/07/2017 | Claimant(s): James Moniz
Claimant Lawyers(s): Peter F. Flynn
Respondent(s): Essex Securities LLC
Respondent Lawyers(s): David A. Conti
Arbitrator(s): Arthur J. Giacomarra
Hearing Site: Boston, MA
| | |
| 16-00170 | 12/19/2016 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Terence Mullany
Respondent Lawyers(s): Michael J. Giarrusso
Arbitrator(s): Arthur J. Giacomarra, Benjamin Willard Beck, Joseph Samuel Berman
Hearing Site: Boston, MA
| | |
| 14-00458 | 10/01/2015 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James J. McNamara
Respondent(s): Whitney Floren
Respondent Lawyers(s): Elliot M. Sherman
Arbitrator(s): Arthur J. Giacomarra, Nadine Nasser Donovan, Michael Christopher Hildreth
Hearing Site: Boston, MA
| | |
