FINRA Awards for Stephen P. Calardo

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00167	11/07/2022	Claimant(s): John Schmidt Claimant Lawyers(s): John Gregory Schmidt Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Stephen P. Calardo, Gary B. Deutsch, Joseph Patrick Cottingham Hearing Site: Cincinnati, OH
20-02971	06/21/2021	Claimant(s): Jonathan Hlavac Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Proequities. Respondent Lawyers(s): Stephen C. Jackson Arbitrator(s): Stephen P. Calardo Hearing Site: Cincinnati, OH
20-02437	03/17/2021	Claimant(s): Peter McColgan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Stephen P. Calardo Hearing Site: Cincinnati, OH
17-03220	01/09/2019	Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A Pickett Respondent(s): Jay Slouffman, Prospera Financial Services. Respondent Lawyers(s): John Alten Arbitrator(s): Stephen P. Calardo, A. Brian McIntosh, David S. Blessing Hearing Site: Cincinnati, OH
17-03143	05/21/2018	Claimant(s): Thomas Lieser Claimant Lawyers(s): Dennis J. Concilla Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Patrick S. Christensen Arbitrator(s): Stephen P. Calardo Hearing Site: Cincinnati, OH