Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03257 | 07/25/2014 | Claimant(s): Julie Castillo Claimant Lawyers(s): Randall C. Place Respondent(s): LPL Financial LLC, Jeffrey Callan Respondent Lawyers(s): Craig R. Glasser, Kip A. Nesmith Arbitrator(s): Monica I. Salis, Jay L. Valinsky, Edward R. Niederriter Hearing Site: Boca Raton, FL | ||
| 12-03714 | 07/14/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Keith Olin Respondent(s): Michael Petramalo Respondent Lawyers(s): Keith Olin Arbitrator(s): Edward R. Niederriter, Andrew R. Present, Milton Thurm Hearing Site: Boca Raton, FL | ||
| 13-00811 | 06/18/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Laura J. Starr Respondent(s): Thomas Leinwol Respondent Lawyers(s): W. Scott Turnbull Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL |