FINRA Awards for Rodney J. Heggy

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-01145	11/13/2014	Claimant(s): David Hillard Claimant Lawyers(s): Rodney J. Heggy Respondent(s): John Hilliard, Sue Hauff Respondent Lawyers(s): John E. Hilliard, Sue Hauff Arbitrator(s): Jerry D. Mc Cormack, Arthur Richard Tow, Danielle L. Anderson Hearing Site: Rapid City, SD		Expungement
09-05478	11/22/2010	Claimant(s): Sean Cusak Claimant Lawyers(s): Rodney J. Heggy Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): James G. Cooper, Reginald Harris Brockwell, Martin Samuel Altimore Hearing Site: Houston, TX
09-05229	11/08/2010	Claimant(s): Chad Boeding, Divesh Makan Claimant Lawyers(s): Rodney J. Heggy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Robin D. Fessel Arbitrator(s): Carl B. Noelke, Lester Friedman, Stanford G. Hirata Hearing Site: San Francisco, CA
07-00107	05/02/2008	Claimant(s): Edward Satlin, Micah Scheinberg Claimant Lawyers(s): Rodney J. Heggy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Robin D. Fessel Arbitrator(s): Jeffrey E. Skogsbergh, Robert Bruce MacDonald, David Nielsen Hearing Site: Los Angeles, CA
06-04383	02/12/2008	Claimant(s): John Smith Claimant Lawyers(s): Rodney J. Heggy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): John F. Fullerton Arbitrator(s): Thomas E. Haviland, Ronald A. Sirt, Jerome Arthur Connolly Hearing Site: Chicago, IL
06-00684	01/16/2008	Claimant(s): Ronald Hughes Claimant Lawyers(s): Rodney J. Heggy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Robin D. Fessel Arbitrator(s): Howard S. Levine, T. Scott Watkins, Henry W. Grady Hearing Site: Atlanta, GA