Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
23-02881 | 09/11/2024 | Claimant(s): Bruce Kimball Claimant Lawyers(s): Bruce M. Kimball Respondent(s): Securities America., Geneos Wealth Management Respondent Lawyers(s): Jennifer R. Cox, Victoria H. Buter Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
23-01735 | 12/21/2023 | Claimant(s): Craig Splan Claimant Lawyers(s): Stephan Louviere Respondent(s): Geneos Wealth Management Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Michael S. Matek Hearing Site: Kansas City, MO | ||
22-01816 | 03/17/2023 | Claimant(s): Robert Stanlick Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Piper Jaffray & Co., Geneos Wealth Management Respondent Lawyers(s): Bridget Larsen, Victoria H. Buter Arbitrator(s): Tina Alison Davis, Douglas Lou Dombey, Fernando Lugo Hearing Site: Denver, CO | ||
22-00031 | 09/08/2022 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): Geneos Wealth Management Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
20-03177 | 03/18/2021 | Claimant(s): Todd Anderson Claimant Lawyers(s): Ross Kartez Respondent(s): Geneos Wealth Management Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ |