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FINRA Awards for Geneos Wealth Management

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0288109/11/2024Claimant(s): Bruce Kimball
Claimant Lawyers(s): Bruce M. Kimball
Respondent(s): Securities America., Geneos Wealth Management
Respondent Lawyers(s): Jennifer R. Cox, Victoria H. Buter
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
23-0173512/21/2023Claimant(s): Craig Splan
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Michael S. Matek
Hearing Site: Kansas City, MO
22-0181603/17/2023Claimant(s): Robert Stanlick
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Piper Jaffray & Co., Geneos Wealth Management
Respondent Lawyers(s): Bridget Larsen, Victoria H. Buter
Arbitrator(s): Tina Alison Davis, Douglas Lou Dombey, Fernando Lugo
Hearing Site: Denver, CO
22-0003109/08/2022Claimant(s): Joseph Sturniolo
Claimant Lawyers(s): Michael Bessette
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
20-0317703/18/2021Claimant(s): Todd Anderson
Claimant Lawyers(s): Ross Kartez
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Merton E. Marks
Hearing Site: Phoenix, AZ

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