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FINRA Awards for Geneos Wealth Management

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0262309/18/2023Claimant(s): Charles Irvine
Claimant Lawyers(s): Lars Soreide
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Sandra L. Malek, Franklin Delano Dodge, Blake Rayfield
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
21-0051305/26/2022Claimant(s): William Nies
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Diane Ciccone, Doris J. Dabrowski, Mary S. Wyatte
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
20-0350101/21/2022Claimant(s): David E. Hillin IRA, David and Denise Hillin Trust
Claimant Lawyers(s): D. Daxton White
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Lynne M. Gomez, Paul E. Dahlman, Michael D. Briggs
Hearing Site: Oklahoma City, OK
Checkmark IconExpungement
21-0138011/19/2021Claimant(s): Christopher Briggs
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Wayne Reid Nelson
Hearing Site: Phoenix, AZ
Checkmark IconExpungement

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