FINRA Awards for Clarke C. Greene

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
24-00110	09/26/2024	Claimant(s): Tony Toska Claimant Lawyers(s): Harris Freedman Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL
23-03626	09/25/2024	Claimant(s): Scott Royal Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Wesley C. Wilson, Tina E. Patterson, Nanci Sondra Landy Hearing Site: Omaha, NE
23-02306	04/02/2024	Claimant(s): Timothy Derouin Claimant Lawyers(s): Patrick E. Brookhouser Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Leah Murray Albert, Phyllis Karasov, Danielle L. Anderson Hearing Site: Des Moines, IA
23-01125	12/26/2023	Claimant(s): Sahand Elmtalab Claimant Lawyers(s): Michael E. Rowe Respondent(s): Mml Investors Services, Llc, Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene, Jullie E. Ravis Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN
23-01472	10/17/2023	Claimant(s): Kurt Mattson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA