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FINRA Awards for Mark Lee Haggard

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0254408/26/2024Claimant(s): Andre Selfa
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Michael D. Weiner, Mark Lee Haggard, Ian Matthew Green
Hearing Site: Portland, OR
22-0001205/25/2023Claimant(s): Damon George
Claimant Lawyers(s): Damon David George
Respondent(s): United Planners' Financial Services
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Nancy E. Hochman, John M. Casey, Mark Lee Haggard
Hearing Site: Portland, OR
21-0193803/25/2022Claimant(s): Shawn Weidmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Trevor Brown
Arbitrator(s): Mark Lee Haggard
Hearing Site: Portland, OR
13-0312107/14/2014Claimant(s): Anthony Lodati
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): Charlotte Hunt, Roderick Hunt
Respondent Lawyers(s): Roderick Hunt
Arbitrator(s): Mark Lee Haggard, James F. Zotter, D. Ann Degenshein
Hearing Site: Portland, OR
Expungement

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