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FINRA Awards for Mark Lee Haggard

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0095312/09/2022Claimant(s): Anuphong Sivatitikul, Sukanya Thudsuan
Claimant Lawyers(s): David Neuman
Respondent(s): Narongdej Jaroensabphayanont
Respondent Lawyers(s): Narongdej Jaroensabphayanont
Arbitrator(s): Mark Lee Haggard
Hearing Site: Seattle, WA
Checkmark Icon$53,768
18-0407912/03/2019Claimant(s): David Taylor, Kay Taylor
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowther
Arbitrator(s): Langdon T. Owen, Thomas R. Dreiling, Mark Lee Haggard
Hearing Site: Boise, ID
Checkmark Icon$0
18-0345208/13/2019Claimant(s): Rao Palanki
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Dustin Martin, Madison Avenue Securities.
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Isidoro Berkman, Mark Lee Haggard, Lorena Reynolds
Hearing Site: Portland, OR
Checkmark IconExpungement
11-0062608/30/2012Claimant(s): Joan Kushner, Michael and Elizabeth Eggiman Living Tru
Claimant Lawyers(s): Paul H. Trinchero
Respondent(s): Wedbush Securities Inc., Scott Sideras, William Richardson
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): F. Richard Middaugh, Mark Lee Haggard, Charles Edward Corrigan
Hearing Site: Portland, OR
Checkmark Icon$329,239

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