Potomac Analytics' Logo

FINRA Awards for Christopher Seps

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0002206/01/2021Claimant(s): Norbert Filian
Claimant Lawyers(s): Christopher Seps
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Leon Fox, Michael R. Sherwin, Stephen M. Parlier
Hearing Site: Chicago, IL
20-0295402/22/2021Claimant(s): Michael Darvish
Claimant Lawyers(s): Christopher Seps
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
20-0066907/24/2020Claimant(s): Suihock Goy
Claimant Lawyers(s): Christopher Seps
Respondent(s): Ni Advisors
Respondent Lawyers(s): Xianzhong Zhu
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
15-0054208/23/2016Claimant(s): Arthur Miller
Claimant Lawyers(s): David E. Robbins
Respondent(s): Terra Capital Markets LLC
Respondent Lawyers(s): Christopher Seps
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY

4 Results

Display: