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FINRA Awards for Robert C. Denenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0102802/19/2019Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Kenneth A. Zimmern
Arbitrator(s): Robert C. Denenberg, C. Sumpter Logan, Edward Bradbury Cloutman
Hearing Site: Dallas, TX
10-0354008/22/2013Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Ferneding
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Joseph G. Werner
Hearing Site: Dallas, TX
10-0266703/05/2012Claimant(s): Ravinder Jain
Claimant Lawyers(s): W. D. Masterson
Respondent(s): Cambridge Legacy Securities L.L.C.
Respondent Lawyers(s): John W. Mahoney
Arbitrator(s): Robert C. Denenberg, Robert L. Chisolm, Dineo Coleman Gary
Hearing Site: Dallas, TX

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