FINRA Awards for John E. Ohashi

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01319	02/05/2020	Claimant(s): Steven Moreno Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): John E. Ohashi, Jack R. Goetz, Adam Michael Porter Hearing Site: Los Angeles, CA
11-00677	05/17/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Zak Shapiro Respondent Lawyers(s): Leonard Steiner Arbitrator(s): John E. Ohashi, W. Alex King, Erich Daniel Schiefelbine Hearing Site: Los Angeles, CA
12-03289	03/14/2013	Claimant(s): John Parmigiani Claimant Lawyers(s): Jeffrey S. Kob Respondent(s): Erin Mills Respondent Lawyers(s): Erin Mills Arbitrator(s): John E. Ohashi, Salvatore A. Sciortino, Paul Isaac Matloff Hearing Site: Los Angeles, CA		Expungement
07-03310	07/20/2011	Claimant(s): Carlo Carrion Claimant Lawyers(s): Carlo A. Carrion Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): John E. Ohashi, Christine A. Page, Jerry Ellner Hearing Site: Los Angeles, CA