Potomac Analytics' Logo

FINRA Awards for Wells Fargo Advisors

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 381-390 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0375210/30/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David H. Smith
Respondent(s): Michael Dicambio
Respondent Lawyers(s): Michael DiCambio
Arbitrator(s): Dennis A. Torres
Hearing Site: Los Angeles, CA
12-0173810/19/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Harry Davis
Respondent Lawyers(s): Patrick J. Dolan
Arbitrator(s): Kelly M. Lonergan
Hearing Site: Boston, MA
12-0173910/16/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Lynn De Vasto
Respondent Lawyers(s): Lynn Anne De Vasto
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA
12-0060610/12/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Mera Tawfik-Oshana
Respondent Lawyers(s): Richard D. Schramm
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
11-0319810/01/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): James Upham
Respondent Lawyers(s): James Upham
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
11-0416309/25/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Mark Manly
Respondent Lawyers(s): Mark E. Manly
Arbitrator(s): Richard D. Rosenbloom
Hearing Site: Buffalo, NY
11-0172009/20/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Derek Sanders
Respondent Lawyers(s): Eric D. Lansverk
Arbitrator(s): Jonathan W. Kaiser
Hearing Site: Seattle, WA
11-0223509/20/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jamie S. Schwedler
Respondent(s): Gregory Davis
Respondent Lawyers(s): Gregory Wayne Davis
Arbitrator(s): Alan L. Berger
Hearing Site: Charlotte, NC
11-0479909/13/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): William Roberts
Respondent Lawyers(s): William Bryant Roberts
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
12-0151809/11/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jennifer R. Seltenrich
Respondent(s): Stephen Collins
Respondent Lawyers(s): Stephen Patrick Collins
Arbitrator(s): Franklin P. Chapman
Hearing Site: New York, NY

571 Results

Display: