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FINRA Awards for Jonathan B. Butler

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0381509/14/2021Claimant(s): Robert McCabe
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Herbert Branitsky, Ellen J. Abrams, Laura Jeanette Bornheimer
Hearing Site: Boca Raton, FL
18-0268108/16/2019Claimant(s): Mark Gilbert
Claimant Lawyers(s): Stuart H. Singer
Respondent(s): Brian Lowenthal, Eileen Berman
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): Joseph J. Slotnik, Bruce K. Isenberg, Robert J. Buchner
Hearing Site: Boca Raton, FL
14-0166901/16/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Carlos Peyer
Respondent Lawyers(s): Carlos Luis Peyer
Arbitrator(s): Peter A. Portley
Hearing Site: Miami, FL
09-0244404/29/2010Claimant(s): Jamie Hines
Claimant Lawyers(s): Robert Persante
Respondent(s): Ronald Giovino, GWN Securities Inc., Tax Shelter America.
Respondent Lawyers(s): Bruce W. Barnes, Jonathan B. Butler
Arbitrator(s): Richard J. Fuller, Arthur L. Tepper, William H. McCullough
Hearing Site: Clearwater, FL
01-0342010/25/2007Claimant(s): Money Concepts Capital Corporation, Money Concepts International.
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Mamdoh Abas, ProEquities.
Respondent Lawyers(s): Mark Abas, Peter E. Romo
Arbitrator(s): Howard A. Emirhanian, Herbert Murez, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA

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