FINRA Awards for David F. Barrett

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03075	02/04/2022	Claimant(s): Dustin Luckett Claimant Lawyers(s): Michael A. Valenti Respondent(s): J.P. Morgan Securities, Todd Fannin Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): John R. Michael, David F. Barrett, Linda W. Hester Hearing Site: Louisville, KY
20-00915	10/20/2020	Claimant(s): Gregory Achten Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David F. Barrett Hearing Site: Cincinnati, OH
18-00515	03/13/2020	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Matthew Beaver Respondent Lawyers(s): Matthew Beaver Arbitrator(s): Stephen Wayne Medlin, Stuart W. Smith, David F. Barrett Hearing Site: St. Louis, MO
18-00145	08/07/2018	Claimant(s): Ashley Katt Claimant Lawyers(s): Robert A. Klingler Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell Ahnert Arbitrator(s): David F. Barrett Hearing Site: Cincinnati, OH
17-00626	10/25/2017	Claimant(s): Kevin Wilson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): David F. Barrett Hearing Site: Little Rock, AR