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FINRA Awards for Kim Monchik

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0244001/28/2022Claimant(s): Kenneth Williams
Claimant Lawyers(s): Kenneth L. Williams
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
21-0019909/02/2021Claimant(s): John Lowry
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Elizabeth Gilbert, Christine Meiers Schatz, Marc Adam Sherman
Hearing Site: New York, NY
20-0302707/12/2021Claimant(s): Thomas Briguccia
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
20-0295402/22/2021Claimant(s): Michael Darvish
Claimant Lawyers(s): Christopher Seps
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY

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