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FINRA Awards for Vfinance Investments

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0162409/19/2024Claimant(s): Ramesh Madhusudan
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): Raymond James Financial Services., Vfinance Investments
Respondent Lawyers(s): Laura Ruiz Rivera, William Groeneveld
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
11-0005110/14/2011Claimant(s): Vfinance Investments
Claimant Lawyers(s): Billy Groeneveld
Respondent(s): Automated Trading Desk Financial Service
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): John M. Eadie, Morton D. Siegel, Lee Alan Rosenblum
Hearing Site: Boca Raton, FL
09-0535808/25/2010Claimant(s): Mark Kaufman
Claimant Lawyers(s): Alan J. Foxman
Respondent(s): Vfinance Investments
Respondent Lawyers(s): James K. Barbee
Arbitrator(s): Joseph L. Bernstein, Randi Perry Spallina, Connie J. Becker
Hearing Site: Boca Raton, FL

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