FINRA Awards for Michael A. Valenti

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-00487	03/31/2023	Claimant(s): Christopher Watkins, Douglas Obradovich Claimant Lawyers(s): Michael A. Valenti Respondent(s): LPL Financial LLC Respondent Lawyers(s): David J. Freniere Arbitrator(s): Barry Goldman, Jeffrey M. Bain, Joseph Patrick Cottingham Hearing Site: Louisville, KY
19-03075	02/04/2022	Claimant(s): Dustin Luckett Claimant Lawyers(s): Michael A. Valenti Respondent(s): J.P. Morgan Securities, Todd Fannin Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): John R. Michael, David F. Barrett, Linda W. Hester Hearing Site: Louisville, KY
14-03316	08/08/2017	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Bryan H. Heckenlively Respondent(s): Harvey Klyce Respondent Lawyers(s): Michael A. Valenti Arbitrator(s): Herb Schwartz, Timothy P. Bogan, Shawn Ridgell Hearing Site: San Francisco, CA
14-00986	02/23/2016	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): David J. Sensenig Respondent(s): Brandon Neal Respondent Lawyers(s): Michael A. Valenti Arbitrator(s): Amelia F. Adams, Anthony G. Belak, Martin Augustus Graf Hearing Site: Louisville, KY
12-04088	08/06/2014	Claimant(s): Morgan Stanley Smith Barney FA Notes, Morgan Stanley Smith Barney LLC Claimant Lawyers(s): Samuel P Mauch Respondent(s): Gary Barr Respondent Lawyers(s): Michael A. Valenti Arbitrator(s): Bill Swinford, Martin Augustus Graf, Edwin Joseph Rehrman Hearing Site: Louisville, KY