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FINRA Awards for David I. Levine

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0115002/07/2023Claimant(s): Patric Stibbe
Claimant Lawyers(s): Patric Stibbe
Respondent(s): T3 Trading Group
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): John J. Flynn, David I. Levine, Timothy P. Bogan
Hearing Site: San Francisco, CA
21-0047003/03/2022Claimant(s): Ezequiel Navar
Claimant Lawyers(s): Michelle Atlas-Quinn
Respondent(s): GCA Advisors
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): David I. Levine
Hearing Site: San Francisco, CA
18-0391408/23/2019Claimant(s): Clayton Holcomb
Claimant Lawyers(s): Frances Menzer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): David I. Levine
Hearing Site: San Francisco, CA
17-0309711/16/2018Claimant(s): Darrell Avery
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Bankoh Investment Services.
Respondent Lawyers(s): Joachim Cox
Arbitrator(s): Richard B. Bullock, William W. Haskell, David I. Levine
Hearing Site: Honolulu, HI
17-0194711/02/2018Claimant(s): Susan Charters
Claimant Lawyers(s): Cary S Lapidus
Respondent(s): Brian Burke, Howard Winklevoss, Winklevoss Insurance Agency
Respondent Lawyers(s): Howard K. Levine
Arbitrator(s): Donald S. Green, David I. Levine, Glenn Paul Gilbert
Hearing Site: San Francisco, CA
10-0559310/14/2011Claimant(s): Cornelius Choy
Claimant Lawyers(s): Mark Alan Goodman
Respondent(s): Wallstreet*e Financial Services.
Respondent Lawyers(s): Carlos F. Otalvaro
Arbitrator(s): Joseph H. Sturdivant, David I. Levine, William Michael Samsel
Hearing Site: San Francisco, CA
07-0360611/19/2008Claimant(s): Reynolds Ospina
Claimant Lawyers(s): Thomas E. Duckworth
Respondent(s): Instinet
Respondent Lawyers(s): Robert S. Shwarts
Arbitrator(s): Katherine M. Van Hagan, Joseph A. Lasky, David I. Levine
Hearing Site: San Francisco, CA

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