| 16-03207 | 09/08/2017 | Claimant(s): Michael Jenkins, Edward D. Jones & Co..
Claimant Lawyers(s): Clinton J. Simpson
Respondent(s): Estate of Norma Johnson
Respondent Lawyers(s): Leslie Gates
Arbitrator(s): Muriel Desloovere, Gayle B. Carlson, Coleman Robert Perry
Hearing Site: Jackson, MS
| | Expungement |
| 14-01728 | 04/02/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Audette P Morales
Respondent(s): John l. Norris Rollover, Vivianne Norris IRA Rollover, John L. Norris and Vivianne Norris JT TE
Respondent Lawyers(s): Thomas F. Shine
Arbitrator(s): Coleman Robert Perry, C. Sumpter Logan, David Freeman
Hearing Site: Birmingham, AL
| | Expungement |
| 13-03438 | 02/11/2015 | Claimant(s): Patrick Broome
Claimant Lawyers(s): Whitman B. Johnson
Respondent(s): Paxton Farese, Sound Financial Strategies Group, The Farese Group
Respondent Lawyers(s): Mark D. Griffin, Patrick F. McAllister
Arbitrator(s): Richard C. Downing, Coleman Robert Perry, Onnig Hatchig Dombalagian
Hearing Site: Jackson, MS
| | |
| 11-04101 | 11/08/2012 | Claimant(s): ING Financial Partners., ING Life Insurance and Annuity Company
Claimant Lawyers(s): Steven E Mellen
Respondent(s): Jeanie O'Daniel
Respondent Lawyers(s): Stephen G. Amato
Arbitrator(s): Barbara Black, Coleman Robert Perry, Linda W. Hester
Hearing Site: Louisville, KY
| | |
| 07-00587 | 05/15/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jerad Rissler
Respondent(s): Jon Ladd
Respondent Lawyers(s): Kenneth R. Jones
Arbitrator(s): Eugene R. Katz, Coleman Robert Perry, Richard Lee Matthews
Hearing Site: Nashville, TN
| | |
