FINRA Awards for Elena G. Rodriguez

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 27 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02330	05/26/2022	Claimant(s): David Rojas Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
21-02413	03/16/2022	Claimant(s): Sonia Pou Monagas Claimant Lawyers(s): Roberto C Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
21-00117	11/11/2021	Claimant(s): Baerbel O'Haire Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL
21-00736	10/26/2021	Claimant(s): David Rojas Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
20-03060	08/10/2021	Claimant(s): Christopher McDowall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara Lydia Velez Santiago Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
20-02464	07/02/2021	Claimant(s): David Weinstein Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Dawson James Securities. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL
20-03124	06/14/2021	Claimant(s): Thomas Conway Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL
20-01450	06/04/2021	Claimant(s): Leticia Santiago Claimant Lawyers(s): Harris Freedman Respondent(s): UBS International. Respondent Lawyers(s): Omar Perez Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL
20-00927	10/16/2020	Claimant(s): Anita Brennan, Marina Tudela Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
19-03716	09/01/2020	Claimant(s): Miguel Carrillo Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebish Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL