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FINRA Awards for Patricia H. Latham

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Displaying 11-16 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0061211/06/2020Claimant(s): Adam Rorrer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
20-0072509/21/2020Claimant(s): John Girouard
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
19-0271706/10/2020Claimant(s): Scott Shulman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
19-0369905/28/2020Claimant(s): Keith Kepley
Claimant Lawyers(s): Russ Ferguson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Patricia H. Latham
Hearing Site: Charlotte, NC
19-0000805/31/2019Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael E. Rowe
Respondent(s): Robert Stiles
Respondent Lawyers(s): Robert Louis Stiles
Arbitrator(s): Patricia H. Latham
Hearing Site: Charlotte, NC
17-0297204/24/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Andrew Park
Respondent(s): Heath Harris
Respondent Lawyers(s): Heath Justin Harris
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC

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