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FINRA Awards for William F. Glaser

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0371606/06/2013Claimant(s): Thomas Bartholomew
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Charlotte Stone, Lindsey H. Perry, As Co-Trustee, Jr., William McCurry
Respondent Lawyers(s): Robert Rex
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
Expungement
12-0280304/17/2013Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Jeffery Iseler
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
11-0314812/15/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Scott Dascani
Respondent Lawyers(s): Scott Dascani
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
10-0352402/16/2011Claimant(s): Next Financial Group.
Claimant Lawyers(s): Owen P. McGill
Respondent(s): Clyde Thornburg
Respondent Lawyers(s): Clyde Marshall Thornburg
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL

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