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FINRA Awards for Christopher G. Massey

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0134303/03/2011Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Leslie Buch
Respondent Lawyers(s): Leslie Neal Buch
Arbitrator(s): Richard W. Vallario, Susan C. Lushing, Andrew H. Freund
Hearing Site: New York, NY
10-0203812/08/2010Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Ryan Aldridge
Respondent Lawyers(s): Ryan William Aldridge
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
09-0322901/14/2010Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Yachtz Winch
Respondent Lawyers(s): Yachtz Radcliff Winch
Arbitrator(s): Marvin G. Pickholz
Hearing Site: New York, NY
08-0212205/14/2009Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Herbert Z. Geiger
Hearing Site: Newark, NJ
08-0095011/14/2008Claimant(s): Michael OKeefe
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Lipton
Arbitrator(s): Felix A. Meschini, Catherine Stewart, George F. Adams
Hearing Site: Philadelphia, PA
Expungement

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