| 11-03141 | 12/12/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Jeffrey Lavoie
Respondent Lawyers(s): Jeffrey Lavoie
Arbitrator(s): Sandor I. Rabkin
Hearing Site: Manchester, NH
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| 10-00400 | 07/22/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Flaim
Respondent Lawyers(s): Eric Joseph Flaim
Arbitrator(s): Ernest Fanwick
Hearing Site: Manchester, NH
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| 09-06212 | 06/17/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Jason Peroni
Respondent Lawyers(s): Jason M Peroni
Arbitrator(s): Arnold M. Marrow, Sandor I. Rabkin, Jane Venckus Zirlis
Hearing Site: Manchester, NH
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| 09-04310 | 10/21/2010 | Claimant(s): New England Securities, New England Life Insurance Company
Claimant Lawyers(s): Martin Harris
Respondent(s): James Archibald
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Robert H. Watts, David Ellis, Robert S. Rosenfeld
Hearing Site: Manchester, NH
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| 08-01621 | 04/24/2009 | Claimant(s): Richard Soucy
Claimant Lawyers(s): Richard K Soucy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie C. Webb
Arbitrator(s): Eugene Tenenbaum, Elizabeth K. Norsworthy, Philip S. Wellman
Hearing Site: Manchester, NH
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