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FINRA Awards for Sandra Franklin

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0043005/13/2024Claimant(s): Mark Carter
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Dennis Poulos, Eric Deems, Gerard Rocchi, Mark Madgett, NYLife Securities LLC, Vincent Spaniolo
Respondent Lawyers(s): Jeffrey A. Sturgeon
Arbitrator(s): Robert L. Altizer, Sandra Franklin, Mark Leslie Small
Hearing Site: Detroit, MI
21-0176407/27/2023Claimant(s): Michael Ohlemacher
Claimant Lawyers(s): Heather B. Middleton
Respondent(s): W&S Brokerage Services., Western and Southern Life Ins Company
Respondent Lawyers(s): Matthew C. Blickensderfer
Arbitrator(s): Sandra Franklin, Dandridge Floyd, David Robert Murray
Hearing Site: Detroit, MI
19-0043801/29/2020Claimant(s): Elizabeth Foley, Erik Brenner
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): John T. Sullivan
Arbitrator(s): Patrick R. Sughroue, Ann Wilhelmina Kuppe, Sandra Franklin
Hearing Site: Detroit, MI

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