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FINRA Awards for Sandra Franklin

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0106110/25/2022Claimant(s): Betty Cole, Dale Cole, Betty Cole IRAs, Dale Cole IRAs, Betty Cole Trusts, Dale Cole Trusts
Claimant Lawyers(s): David M. Black
Respondent(s): Carl Gill
Respondent Lawyers(s): Daniel Rucker
Arbitrator(s): Jeffry M. Bauer, Martin Brosnan, Sandra Franklin
Hearing Site: Detroit, MI
Checkmark IconExpungement
19-0316705/12/2022Claimant(s): Estate Judith Pauley/Karen Drozdowski PR
Claimant Lawyers(s): Edward Nahhat
Respondent(s): Edward Jones, John Downey, Roger Loridon
Respondent Lawyers(s): Roger Loridon, Todd A. Holleman
Arbitrator(s): Mauricio Kohn, Gerald W. Hepp, Sandra Franklin
Hearing Site: Detroit, MI
Checkmark IconExpungement
21-0079704/16/2021Claimant(s): Wynn Family Protection Trust
Claimant Lawyers(s): Daniel J Broxup
Respondent(s): Jaime Westenbarger
Respondent Lawyers(s): Jaime Michael Westenbarger
Arbitrator(s): Sandra Franklin
Hearing Site: Detroit, MI
Checkmark Icon$259,524
18-0120408/19/2020Claimant(s): Catherine C Meiresonne IRA, Michael L Meiresonne IRA, Industrial Quick Search DBP
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Regal Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Matthew W. Schlegel, Gerald W. Hepp, Sandra Franklin
Hearing Site: Detroit, MI
Checkmark Icon$0

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