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FINRA Awards for W. Michael Kelley

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0102307/31/2018Claimant(s): Rydan Case
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
17-0293505/03/2018Claimant(s): Rebecca Kennell
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
12-0075904/04/2014Claimant(s): Edward Dulin
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie Ronen
Arbitrator(s): Richard Marc Weinroth, Peter Joseph Kalman, W. Michael Kelley
Hearing Site: Phoenix, AZ
12-0085102/12/2013Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): Matthew Kofron
Respondent Lawyers(s): Matthew Mark Kofron
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
10-0484109/07/2011Claimant(s): Securities America.
Claimant Lawyers(s): Natalie M. Blanke
Respondent(s): Arra Poghossian
Respondent Lawyers(s): Arra Poghossian
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ

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