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FINRA Awards for Credit Suisse Securities (USA) LLC

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Displaying 11-20 out of 39 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0056202/18/2022Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Aime Dempsey
Respondent(s): Timothy Henry
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): B. John Dill, Daniel Lachar, John C Solomon
Hearing Site: Boston, MA
16-0329602/11/2022Claimant(s): Daryl Allen, Frank Hogan, Langston Turner
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): David C. Redford, Michael S. Yauch, Lewis Kenneth Harley
Hearing Site: Houston, TX
19-0297412/23/2021Claimant(s): Douglas Prezzano, Eric Miller, Heinz Jaeggi, Roger Wacker, Stefan Lendi, Steven Soja, Stewart Bosley
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Dennis S. Ellis
Arbitrator(s): Barbara M. Zak, Marc S. Joseph, Cynthia Cashman Makin
Hearing Site: Los Angeles, CA
16-0282511/05/2021Claimant(s): David Hirsch, James Kelly, James Whitney, Mark Hutchinson, Mary DiChristofano, Michael Board, Michael Sakach, Paul Vandenheuvel
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Brian E. Spang
Arbitrator(s): Steven H. Vogel, Leonard Arthur Nelson, Richard Lane Miller
Hearing Site: Chicago, IL
19-0182910/29/2021Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Aime Dempsey
Respondent(s): Keith Melanson
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Arthur J. Giacomarra, Gene M. Bauer, Brady James Hermann
Hearing Site: Boston, MA
20-0229206/01/2021Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Edward M. Yennock
Respondent(s): Brendan Kammerer
Respondent Lawyers(s): Brendan Kammerer
Arbitrator(s): Arthur J. Giacomarra, James A. Wills, Janice Wilson Allegretto
Hearing Site: Boston, MA
19-0316511/09/2020Claimant(s): Christopher Prassas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pershing LLC, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein, Joan Schwartz
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
20-0070608/21/2020Claimant(s): Ryan Gold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Eric W. Moran
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
16-0254506/08/2020Claimant(s): Pouya Lavian, Robert Decker, Scott Pedvis
Claimant Lawyers(s): Read McCaffrey
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edward M. Yennock
Arbitrator(s): Noel B. Berman, Nino Armienti, Steven Skulnik
Hearing Site: New York, NY
19-0288005/15/2020Claimant(s): Glenn Wittpenn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY

39 Results

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