Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01412 | 12/19/2019 | Claimant(s): Jeffrey Cashman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): David J. Lehr Arbitrator(s): David William Hickman Hearing Site: Seattle, WA | ||
| 19-01225 | 12/04/2019 | Claimant(s): James Worrell Claimant Lawyers(s): Erica Harris Respondent(s): Kestra Investment Services Respondent Lawyers(s): David J. Lehr Arbitrator(s): Robert E. Anderson Hearing Site: Providence, RI | ||
| 19-00345 | 09/18/2019 | Claimant(s): Stephanie Abee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services, Llc, Transamerica Financial Advisors Respondent Lawyers(s): David J. Lehr, Susan D. Duff Arbitrator(s): Kenneth R. Starr Hearing Site: Raleigh, NC | ||
| 18-04385 | 07/29/2019 | Claimant(s): Steven Orr Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): David J. Lehr Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 18-04306 | 07/17/2019 | Claimant(s): Richard Kiesel Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America., Kestra Investment Services Respondent Lawyers(s): David J. Lehr, Tyler Schubauer Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, Carl Shechter Hearing Site: Boca Raton, FL |