| 18-02677 | 03/18/2019 | Claimant(s): Lyle Pennell
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Steven R. Rolnick
Hearing Site: Hartford, CT
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| 18-01373 | 03/13/2019 | Claimant(s): Shannan Denison
Claimant Lawyers(s): Michael Bessette
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
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| 16-01111 | 02/28/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ryan S. Nichols
Respondent(s): Nicholas Disesso
Respondent Lawyers(s): Nicholas Modesto Disesso
Arbitrator(s): Kip C. Lubcke, Abraham Harry Bunis, Peter John Maurice Forbes
Hearing Site: Newark, NJ
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| 17-03415 | 02/27/2019 | Claimant(s): Daniel Ruediger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
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| 18-02200 | 01/30/2019 | Claimant(s): Mark Branningan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
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| 18-00766 | 01/28/2019 | Claimant(s): Vincent Camarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 18-00790 | 01/25/2019 | Claimant(s): David Garrison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert L. Chisolm
Hearing Site: Kansas City, MO
| | |
| 18-03601 | 01/21/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Rameshwar Ramcharran
Respondent Lawyers(s): Rameshwar Ramcharran
Arbitrator(s): Gregory D. Hoffmann
Hearing Site: Tampa, FL
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| 16-02759 | 12/28/2018 | Claimant(s): Denise Badgerow
Claimant Lawyers(s): Amanda J. Butler
Respondent(s): Gregory Walters, Ameriprise Financial Services., Ray Trosclair, Thomas Meyer
Respondent Lawyers(s): Claude F. Reynaud, Melissa Raphan, Thomas A. Roberts
Arbitrator(s): James L. Warren, Mario Alberto Arteaga, Joseph Michael Prisco
Hearing Site: New Orleans, LA
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| 18-01318 | 12/28/2018 | Claimant(s): Adam Goldstein
Claimant Lawyers(s): Chad Weaver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
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