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FINRA Awards for Katherine C. Donlon

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0337909/05/2018Claimant(s): Collin Meyer
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
18-0024008/08/2018Claimant(s): George Sirigotis
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
17-0196806/15/2018Claimant(s): Zane Piston
Claimant Lawyers(s): John A. Gallagher
Respondent(s): Transamerica Capital.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Anthony B. Petrelli, Steven Meyrich, Baldwin Ranson
Hearing Site: Denver, CO
07-0081211/01/2007Claimant(s): John Amon
Claimant Lawyers(s): John I. Amon
Respondent(s): Tom Moriarty, Vic Hobson, Intersecurities.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Thomas W. Steed, Wayne Parker, William A. Collison
Hearing Site: Raleigh, NC

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