Potomac Analytics' Logo

FINRA Awards for Joseph B. Russell

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0026210/09/2018Claimant(s): Christopher Faggioni
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
18-0064509/21/2018Claimant(s): James Matthews
Claimant Lawyers(s): Anna Hadjikow
Respondent(s): Claudette Burgess-Gay, Stephen Gay, Global Emerging Capital Group
Respondent Lawyers(s): Claudette Y. Gay, Claudette Yvonne Burgess-Gay, Stephen Gay
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
15-0051510/27/2015Claimant(s): Westpark Capital.
Claimant Lawyers(s): Julie E. Kamps
Respondent(s): Stuart Jeffery
Respondent Lawyers(s): Stuart A. Jeffery
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
10-0474608/20/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Conway Donaldson
Respondent Lawyers(s): Conway Kirk Donaldson
Arbitrator(s): Joseph B. Russell, Joseph A. Forgione, Alun Hywel Jones
Hearing Site: New York, NY
11-0068408/09/2012Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Vivek Mahajan
Respondent Lawyers(s): Jamie Andrew Schreck
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
10-0460206/08/2012Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jack Petersen
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
10-0377503/28/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): James McKinlay
Respondent Lawyers(s): James K. McKinlay
Arbitrator(s): Joseph B. Russell
Hearing Site: Syracuse, NY
07-0303010/16/2009Claimant(s): Gretchen Burke
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Citigroup Global Markets., Jeffrey Tucker, John Ebaniette
Respondent Lawyers(s): Christopher M. Galusha
Arbitrator(s): Joseph B. Russell, Dwight Wassong, Sharon A. McCloskey
Hearing Site: Newark, NJ

8 Results

Display: