FINRA Awards for Gregory Douglas Stone

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03672	04/06/2021	Claimant(s): Hans Hoehn Claimant Lawyers(s): Nathan Lamb Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA
19-03757	08/17/2020	Claimant(s): Matthew Lum Claimant Lawyers(s): Michael Bessette Respondent(s): Girard Securities. Respondent Lawyers(s): Jeremy C. Wooden Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA
16-01788	06/30/2017	Claimant(s): Ryan Flynn Claimant Lawyers(s): Kristopher P Diulio Respondent(s): Edward Jones Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Harvey C. Flodin, Robert B. Hansohn, Gregory Douglas Stone Hearing Site: Los Angeles, CA
12-02414	12/02/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Daren A. Luma, Mauricio Beugelmans Respondent(s): Matthew Celenza Respondent Lawyers(s): Jeffrey K. Riffer Arbitrator(s): George L. Tindall, Ronald F. Rybandt, Gregory Douglas Stone Hearing Site: Los Angeles, CA