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FINRA Awards for Aramis Seferian

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0134403/08/2024Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Howard L. Sobel, Jason Lowe, Kathleen Kuzmen Malone
Hearing Site: New York, NY
23-0066502/02/2024Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Judith E. Gross, Morton S. Bunis, Steven Gary Leventhal
Hearing Site: New York, NY
10-0340402/22/2011Claimant(s): Aramis Seferian
Claimant Lawyers(s): Timothy Feil
Respondent(s): Antonio Vallejo
Respondent Lawyers(s): Roger A. Cerda
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
Expungement

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