Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00816 | 01/30/2023 | Claimant(s): Bruce Ryan, Richard Kreger, RHK Capital Claimant Lawyers(s): Richard Slavin Respondent(s): Susan Lemoine, William McCance, Advisory Group Equity Services Ltd., Trust Advisory Group LTD Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Edward W. Morris, Christian Leslie Billet, Jay Alan Kranis Hearing Site: New York, NY | ||
| 17-00155 | 06/08/2017 | Claimant(s): Kathleen Eckerson Claimant Lawyers(s): Kathleen Ann Eckerson Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | ||
| 14-00286 | 03/03/2015 | Claimant(s): Jon Arnold Claimant Lawyers(s): Douglas R. Jennings Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): C. Robert Rittberger, Amy L. Wachs, Kevin Brodar Hearing Site: Cleveland, OH |