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FINRA Awards for Christopher J. Major

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0106102/23/2016Claimant(s): Rochdale Securities LLC
Claimant Lawyers(s): Aaron Romney
Respondent(s): Daniel Crowley, Pershing LLC
Respondent Lawyers(s): Christopher J. Major, Daniel R. Korb
Arbitrator(s): Paul Bennett Marrow, Michele S. Riley, Raymond A. Urci
Hearing Site: New York, NY
12-0432111/21/2013Claimant(s): Brandon Dunn, Craig Bonder, Michael Glover
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Daniel Crowley, Rochdale Securities LLC
Respondent Lawyers(s): Christopher J. Major
Arbitrator(s): Paul J. Camilleri, Peter A. Goldman, Joseph I. Liebman
Hearing Site: New York, NY
13-0033810/17/2013Claimant(s): John Ivarone
Claimant Lawyers(s): John Ivarone
Respondent(s): Rochdale Securities LLC
Respondent Lawyers(s): Christopher J. Major
Arbitrator(s): Hugh N. Fryer
Hearing Site: New York, NY

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