Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01902 | 11/16/2012 | Claimant(s): Yieldquest Securities Claimant Lawyers(s): Simon Miller Respondent(s): David Summers, Joseph Patire, Morgan Keegan & Company., William Nelson Respondent Lawyers(s): Charles M. Dalziel, Shea O'Brien Hicks Arbitrator(s): John C. Yeoman, Philip Michael Moran, Nicholas John Reiter Hearing Site: Atlanta, GA | ||
| 10-01893 | 06/16/2011 | Claimant(s): Steven Smith Claimant Lawyers(s): Patricia L. Payne Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph E. Gehring, Jr. Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, William E. Nelson Hearing Site: Washington, DC | ||
| 07-02336 | 06/13/2008 | Claimant(s): Mount Yale Securities, Yale Portfolio Advisors Claimant Lawyers(s): Sven C. Collins Respondent(s): Glenda Pemble Respondent Lawyers(s): William Nelson Arbitrator(s): Jonathan H. Larson, Michael A. Ruderman, Richard Djokic Hearing Site: Denver, CO |