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FINRA Awards for William Nelson

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0190412/18/2023Claimant(s): Witzel Living Trust dtd June 13, 1994
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Colorado Financial Service Corporation
Respondent Lawyers(s): William Nelson
Arbitrator(s): Daniel B. MacLeod, Jay M. Schornstein, Lorena Reynolds
Hearing Site: Portland, OR
Checkmark IconDismissed by Rule 12206
16-0199509/12/2017Claimant(s): Francois Perron
Claimant Lawyers(s): Francois Perron
Respondent(s): William Nelson
Respondent Lawyers(s): William David Nelson
Arbitrator(s): Steven A. Infante, William A. Rome, Mary P. Bass
Hearing Site: New York, NY
Checkmark Icon$5,000
14-0359306/03/2015Claimant(s): John Erickson
Claimant Lawyers(s): John F. Erickson
Respondent(s): William Nelson, Meyers Associates, L.P.
Respondent Lawyers(s): David S. Schrader
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
Checkmark Icon$0

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