Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02754 | 08/15/2023 | Claimant(s): James Moran Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Capitol Securities Management. Respondent Lawyers(s): David J. Freniere, Laura A. Pizzitola Arbitrator(s): Veronica Ann Williams Hearing Site: Jersey City, NJ | ||
| 12-00201 | 08/19/2013 | Claimant(s): J. Lee Claimant Lawyers(s): W. Scott Greco Respondent(s): Capitol Securities Management., Directed Services LLC, ING USA Annuity and Life Inssurance Co. Respondent Lawyers(s): Janet K. DeCosta, William P. Thornton Arbitrator(s): Stuart H. Dunn, Leon Henderson, Peter B. Vaden Hearing Site: Richmond, VA | ||
| 09-02165 | 05/24/2010 | Claimant(s): Capitol Securities Management. Claimant Lawyers(s): Janet K. DeCosta Respondent(s): Johann Nanayakkara Respondent Lawyers(s): W. Scott Greco Arbitrator(s): Kurt Matthew Schwartz, James A. Blalock, Lloyd M. Richardson Hearing Site: Washington, DC |