FINRA Awards for Ronald Shindler

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02040	03/05/2021	Claimant(s): Daryl Hersch, Jeffrey Gordon Claimant Lawyers(s): Ronald Shindler Respondent(s): Celadon Financial Group LLC Respondent Lawyers(s): Paul M. Waldman Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ
20-01761	02/01/2021	Claimant(s): VIncent Montanti Claimant Lawyers(s): Ronald Shindler Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
12-01559	12/23/2013	Claimant(s): NSM Securities. Claimant Lawyers(s): Ronald Shindler Respondent(s): Naveen Bhagwani, Shondeep Balchandani Respondent Lawyers(s): Mark David Hunter Arbitrator(s): Ilisa J. Smukler, Richard Alan Levine, Scott Louis Fishman Hearing Site: Boca Raton, FL
10-04871	07/26/2012	Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Ronald Shindler Respondent(s): Michelle Davis, Peter Bermont Respondent Lawyers(s): Jeffrey R. Sonn, Ronald Shindler Arbitrator(s): David P. Slater, Neil J. Berman, Rodolfo C. Angulo Hearing Site: Miami, FL
10-03737	11/07/2011	Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Ronald Shindler Respondent(s): Jeffrey Seltzer, Ken Cerruto Respondent Lawyers(s): Ronald Shindler, Russell L. Forkey Arbitrator(s): Bruce K. Isenberg, Thomas R. Noonan, Paul J. Burkhart Hearing Site: Boca Raton, FL