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FINRA Awards for Brock Bingham Gordon

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0305906/01/2020Claimant(s): Eugene Millsap
Claimant Lawyers(s): Andrea M. Greene
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Brock B. Gordon
Hearing Site: Birmingham, AL
19-0131402/07/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Eric Barbour
Respondent Lawyers(s): Eric Christopher Barbour
Arbitrator(s): Brock B. Gordon
Hearing Site: Atlanta, GA
18-0062303/07/2019Claimant(s): Deborah Debow
Claimant Lawyers(s): Ann Marie Fitz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert H. Putnam, Michael J. Ahlstrom, Brock B. Gordon
Hearing Site: Columbia, SC
18-0224102/19/2019Claimant(s): Ali Mahbod
Claimant Lawyers(s): Ali Mahbod
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Latoya C. Asia
Arbitrator(s): Brock B. Gordon
Hearing Site: Atlanta, GA

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