FINRA Awards for Donald J. Zoeller

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-04970	11/14/2012	Claimant(s): Ray Gatten Claimant Lawyers(s): John G. Rich Respondent(s): John Sadowski, Gatten Sadowski Inc. Respondent Lawyers(s): David A. Shargel Arbitrator(s): Donald J. Zoeller, Glen R. Stifelman, John F. Duane Hearing Site: New York, NY
11-02833	06/04/2012	Claimant(s): Maxim Group LLC Claimant Lawyers(s): James Siegel Respondent(s): Krishna Darooka Respondent Lawyers(s): Krishna Kumar Darooka Arbitrator(s): Donald J. Zoeller, Joseph N. Stineman, David S. Paul Hearing Site: New York, NY
09-04403	05/03/2011	Claimant(s): Eric Hudson Claimant Lawyers(s): William J. Kupinse Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph E. Gehring Arbitrator(s): Donald J. Zoeller, Daniel A. Dolan, John Caracciolo Hearing Site: New York, NY
09-04529	10/06/2010	Claimant(s): Lazard Asset Management LLC, Lazard Asset Management Securities LLC Claimant Lawyers(s): Jason C. Rubinstein Respondent(s): Kris Haber Respondent Lawyers(s): Alan R. Friedman Arbitrator(s): Donald J. Zoeller, John B. Myers, Michele S. Riley Hearing Site: New York, NY